Our client is a renowned and international commodity MNC. This is a perm role.
Reporting to the Global Head of Compliance (based in global HQ), you are responsible for ensuring that the Marketing & Trading teams comply with the Internal Group policies /procedures and externally driven regulations for the Asia region.
TYPICAL TASKS
-Conduct Internal investigations on potentially non-compliant matters;
-Conduct compliance training for SG and regional offices;
• Develop and implement tools required to monitor and report on the Compliance programme, covering:
o Regulation (financial for example EMIR, MIFID II, social, ethical, environmental etc.)
o Anti-bribery & Corruption compliance
o Competition Law and MAD compliance
o Information security
o Group Code of Conduct
• Provide data input to quarterly reporting to Marketing ExCo on Compliance and Governance matters, including completion of Compliance training.
• Maintain/review the employee Gift, Entertainment and Hospitality and Conflict of Interest Registers.
• Manage requests and queries as they come through the Compliance mailbox, escalating to the Manager, Compliance & Operational Risk or Group Legal when required
•Embed Compliance culture across the region, be point of contact in the region for training and queries
QUALIFICATIONS
• University degree in relevant field. Min 5 years or more experience in compliance gained with commodity firms.
• Exposure to the commodity industry is required
• Able to work well with traders
• Able to be hands-on (despite being senior).
